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Mizuho Securities USA Inc. (“MSUSA”) a Delaware Corporation, is a wholly-owned indirect subsidiary of Mizuho Financial Group Inc., one of the largest financial companies in the world. MSUSA is registered as a futures commission merchant (“FCM”) with the U.S. Commodity Futures Trading Commission (“CFTC”) and a member of the National Futures Association. In addition, MSUSA is registered as a broker-dealer (“BD”) with the U.S. Securities Exchange Commission (“SEC”) and a member of the Financial Industry Regulatory Authority (“FINRA”).
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