BACK
| London, UK
As a result of increased demand from LME members and the financial community, the LME introduced the LME Regulation and Compliance training course. This one day course is designed to provide a solid overview of pre and post trade transparency, daily large position reporting, stock, warrants, lending guidance, matching and registration. It would suit delegates with little knowledge of LME Regulation and Compliance or those who require a refresher.
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Programme |
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Understanding the basics
- LME contracts
- Market terminology
- Types of LME member and client contracts
- LME options and TAPOS |
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Pre trade transparency
- Open outcry, electronic and telephone trades
- LME policy and how it works |
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Post trade transparency and matching performance
- FSMA and internal requirements
- How to identify different trades and to monitor trade time differences |
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Daily large position reporting
- Background and rules
- Reporting options and TAPOS
- MOI and EOI explained
- Power to obtain OTC info and disciplinary actions |
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LME stock and warrants
- LME depository and warehouses
- Live stock/premium warrants
- Stock reporting and how the LME tracks unreported stock
- Effective control and financing of LME warrants |
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Lending guidance
- History of squeezes and "the way forward"
- Special committee
- Practical issues on the lending guidance |
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Understanding published information
- LME and other websites
- WB, WT, WC, FBR, MOI and EOI |
Trading matching and registration
- Rules on registration and matching trades
- Client and Exchange contracts
- Use of trade types
- Different client transactions allowed on LME
- Late Input matching deadlines |
| Date |
Location |
Venue |
Time |
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| 02/07/2008 |
London |
The London Metal Exchange, 56 Leadenhall Street, London, EC3A 2DX |
8.45am-17.00pm |
Book now |
| 07/10/2008 |
London |
The London Metal Exchange, 56 Leadenhall Street, London, EC3A 2DX |
8.45am-17.00pm |
Book now |
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Course fees |
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Per delegate
N.B. Please note that a 17.5% VAT rate will be added to all the courses taking place in the UK |
£350
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Early-bird discount
N.B. Please note that this discount only applies when booking 60 or more days prior to the day of the course |
10% |
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Additional delegate discount
N.B. please note orders must be placed simultaneously for the discount to apply |
£20 |
Fees include all course materials, lunch and refreshments.
All registration fees must be paid prior to the event.
Please note that the dress code is smart casual.
All LME courses are delivered in English unless otherwise stated.
Further information
Click here to view all LME course dates in 2008 and to book your place online.
For more information about this course and other LME training courses, email lme.education@lme.com or telephone +44 (0) 20 7264 5555.
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