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Key compliance notices

The LME has published the key member notices that contain detailed rules in relation to regulatory and compliance matters. These notices should be considered in conjunction with the LME rulebook.

The full database of member notices is available online via Lexis Nexis.

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Financial Rules

Ref Title
 99/485  Financial Rules
 94/436 Net Worth Requirement

Ring Disciplinary Code

Ref Title
07/185 Ring Disciplinary Code

Access to Audio and Video Tapes


Ref Title
10/131 : A126 LMEsword – Operating Procedures

Complaints procedures

Ref Title
 13/282 LME Complaints Officer
 01/492 LME Complaints Procedure