The LME has published the key member notices that contain detailed rules in relation to regulatory and compliance matters. These notices should be considered in conjunction with the LME rulebook.
The full database of member notices is available online via Lexis Nexis.
| Ref | Notice title |
|---|---|
| |
LPP Price Regulations (PDF) |
17/297 - Appendix 8 Guide to Transaction Reporting (PDF)
17/387 - MiFID II Order Record Keeping Requirements (PDF)
17/403 - MiFID II Transaction Reporting non-MiFID II (PDF)
17/410 - general reminder for Matters Related to the Implementation of MiFID II (PDF)
22 146 - Policy Relating to Position Management Arrangements Update of Accountability (PDF)
Technical 23 056 REVISED LME Clear EMIR REFIT (PDF)
LME Clear CCP Harmonised Position File v2.2 Specification (PDF)
LME Clear COD_REG File v1.1 Specification (PDF)
LME Clear TRD_REG File v1.2 Specification (PDF)
LME Clear OPP_REG File v1.2 Specification (PDF)
Sample EOD Member Files – LME Clear EMIR Refit Member Testing July 2024 (XLSX)
Test Trade File Sample – LME Clear EMIR Refit Member Testing July 2024 (XLSX)
| Ref | Notice title |
|---|---|
| 24/113 | Policy Relating to Position Management Arrangements Update to Accountability Levels (PDF) |
| Ref | Notice title |
|---|---|
| 14/202 : A195 : W098 |
Information Barriers between Warehouse Companies and Trading Companies (PDF) |
| Ref | Notice title |
|---|---|
| 19/347 | Revised Complaints Procedure (PDF) |
| 19/379 |
LME Complaints Commissioner (PDF) |
| 15/289: A281 | LME Complaints Officer (PDF) |