The Member Oversight team aims to ensure that members have appropriate systems and controls to ensure ongoing compliance with the LME Rulebook (PDF) and applicable notices.
The team is responsible for the member audit programme and for conducting formal investigations into suspected breaches of the LME Rulebook (PDF) and applicable notices.
Member Oversight functions
Member Audit Programme
Learn about member selection, the life cycle of an audit, length of audits, audit ratings and more.
Referral Committee
A summary of the role of the LME Referral Committee, an internal LME decision making committee.
Investigations
Learn more about the formal investigation process at the LME.
Rule enforcement
Find out about the path to settlement or disciplinary proceedings between the LME and its members.
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